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Financial Services Act
Results: 11033

#	Item
691	c i e AT 7 ofCOLLECTIVE INVESTMENT SCHEMES Add to Reading List Source URL: www.fsc.gov.im Language: English Funds Collective investment scheme Financial Services and Markets Act Responsible entity Financial economics Investment Financial services
692	Act_on_Supervision_Fees(9) Add to Reading List Source URL: www.finanssivalvonta.fi Language: English - Date: 2015-01-13 04:31:01 Finance Institutional investors Financial institutions Collective investment schemes Mutual fund Bank Pension Insurance Net asset value Financial economics Investment Financial services
693	COB3769 COBA-letterhead-NSW_Final Add to Reading List Source URL: www.customerownedbanking.asn.au Language: English - Date: 2014-06-04 20:48:01 Bank Marketing Finance Late-2000s financial crisis Dodd–Frank Wall Street Reform and Consumer Protection Act EFG-Hermes Holding Company Financial markets Financial economics Financial services
694	PRAPRA RULEBOOK: CRR FIRMS NON-CRR FIRMS: INDIVIDUAL ACCOUNTABILITY INSTRUMENT 2015 Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument in the exercise of the following Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2015-04-02 06:45:14 Business Audit committee Committees Corporations law Internal audit Financial Services and Markets Act Management Function Finance Auditing Corporate governance Functions and mappings
695	Regulation of Investment Advisers by the U.S. Securities and Exchange Commission Add to Reading List Source URL: www.stroock.com Language: English - Date: 2015-04-13 14:50:47 76th United States Congress Financial services Investment Advisers Act Financial adviser Investment Advisor U.S. Securities and Exchange Commission Investment Company Act Hedge fund Credit rating agency Financial economics Finance Investment
696	NB: Unofficial translation Ministry of Labour, Finland Act on Personnel FundsIssued in Helsinki, September 15, 1989 (as amended by several Acts including No) Add to Reading List Source URL: www.finlex.fi Language: English Collective investment schemes Institutional investors Funds Financial economics Investment Financial services
697	Act on the Management of Alternative Investment Funds Add to Reading List Source URL: www.finanstilsynet.no Language: English - Date: 2015-03-30 03:46:42 Collective investment scheme Funds Undertakings for Collective Investment in Transferable Securities Directives Financial economics Investment Financial services
698	19 MayThe Hon Chris Pearce MP Parliamentary Secretary to the Treasurer Corporate and Financial Services Regulation Review Corporations and Financial Services Division Add to Reading List Source URL: www.governanceinstitute.com.au Language: English - Date: 2006-05-19 00:09:34 Private law Law Australian corporations law Management Business law Corporate Law Economic Reform Program Act Australian Securities and Investments Commission Chartered Secretaries Australia Board of directors Corporate governance Business Corporations law
699	Division of Trading and Markets No-Action Letter: FundersClub Inc. and FundersClub Management LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-27 11:18:51 Financial services Collective investment schemes Private equity Investment Advisers Act Investment Advisor Financial adviser Venture capital U.S. Securities and Exchange Commission Management fee Financial economics Investment Finance
700	1 JuneMs Ruth Smith Manager Market Integrity Unit Corporations and Financial Services Division Add to Reading List Source URL: www.governanceinstitute.com.au Language: English - Date: 2005-10-12 00:19:34 Corporations Act Due diligence Law Corporate governance Chartered Secretaries Australia